Form PF Reporting

The ARKK regulatory reporting portal converts your fund's data into compliant XML for Form PF filings, incorporating the latest SEC and CFTC requirements and validations behind the scenes. Structured templates link to your existing data, so there's no need to rebuild your reporting process from scratch each cycle.

Investment advisers still relying on manual processes or spreadsheets face avoidable risk. Keeping pace with evolving reporting thresholds and disclosure requirements is time-consuming and prone to error, leaving firms exposed to compliance gaps at exactly the wrong moment.

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Save time

Excel-based templates map directly to your source data, cutting the manual work of pulling together a ready-to-file Form PF return every reporting deadline.

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Maximise value

One portal handles Form PF alongside your other regulatory obligations, reusing data across submissions rather than starting from scratch each time.

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Eliminate errors

Embedded validation logic checks your return against SEC and CFTC requirements before you file, catching issues before they become rejections.

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Gain security

An ISO27001-certified portal keeps every Form PF submission and its supporting data secure, with a single audited trail throughout.

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Stay compliant

Reporting thresholds and disclosure requirements are kept current as the SEC updates its guidance, so your filing stays aligned with the latest rules.

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Plan ahead

Get clear visibility across every fund and reporting cycle, so nothing is left to the last minute as your next deadline approaches.

The information that came back from ARKK was so clear and transparent.

Kreeson Thatiha, Head of Finance and Client Money, eToro

I was continually reassured of ARKK's technology and their commitment to customer service.

Darryl Alford, Finance Manager, DPD

ARKK were prepared to be more flexible with how we worked and how we were set up.

Alistair McClelland, Head of Tax, The University of Edinburgh

Simply outstanding service and a real pleasure to work with.

Chris Parsons, Production Director, Radley Yeldar

ARKK are extremely responsive and supportive partners.

Janette Moriarty, Group Financial Reporting Director, Kerry Group

ARKK are invaluable to us… I wouldn't consider another project without them.

Valentin Ramousse, Head of International Business Development & Partner, Emperor Works

The speed and accuracy of implementation was incredible.

Akash Kalaiya, EMEA Tax Manager, Universal Weather and Aviation

+ What is Form PF?

Form PF is a regulatory filing that requires certain investment advisers to report information about the private funds they advise to the U.S. Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC). It helps the SEC and the Treasury's Financial Stability Oversight Council (FSOC) understand the private fund industry and the risks it poses to the wider financial system.

+ How does ARKK support Form PF?

ARKK's regulatory reporting portal converts your fund's data into compliant XML for Form PF filings, incorporating the latest SEC and CFTC requirements and validations behind the scenes. Structured templates link to your existing data, so there's no need to rebuild your reporting process each cycle.

+ How long does it take to implement a Form PF solution?

Implementation time depends on the number of funds you're required to report and the complexity of your existing data setup. Most clients are operational well ahead of their next filing window, with our team providing hands-on support throughout onboarding.

+ Does ARKK integrate with existing data systems?

Yes, ARKK's Excel-based templates link to your existing workbooks, so you can populate reports using data you already hold rather than re-entering it into a new system.

+ How is data secured on the ARKK platform?

ARKK's portal is ISO 27001 certified, the internationally recognised standard for information security management, giving you a single, secure destination for uploading, tracking, and accessing your Form PF submissions.

+ What are the risks of managing Form PF internally?

Internal Form PF management without expertise increases the risk of validation errors, inconsistent data across submissions, and missed deadlines as reporting thresholds and disclosure requirements evolve. Rekeying data into new templates each cycle also raises the chance of mistakes creeping into your filings.

How ARKK simplifies Form PF